Nex Systems
Type not stated

CHRISTOPHER BRUNERT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/15/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Christopher Brunert (CRD No. 3055225), Respondent. DISCIPLINARY PROCEEDING NO. 2008012476701 COMPLAINT The Department of Enforcement alleges: 1. Respondent Christopher Brunert (Respondent Brunert) first became registered as a general securities representative in June 2000, at First Union Securities Inc. which subsequently purchased Wachovia Securities, LLC ("Wachovia") and retained Wachovia's

    Reference 2008012476701data-portal.finra.orgfinra.org

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