Nex Systems
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CHRISTOPHER COLLINS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/09/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110276086-02 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Collins, Respondent General Securities Representative CRD No. 2167964 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Christopher Collins ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2011027608602data-portal.finra.orgfinra.org

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