Nex Systems
Type not stated

Christopher Edward Bond

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/10/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065532401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher Edward Bond (Respondent) General Securities Representative CRD No. 4658534 Pursuant to FINRA Rule 9216, Respondent Christopher Edward Bond submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065532401data-portal.finra.orgfinra.org

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