Nex Systems
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Christopher Gerard Perillo

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/28/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078663802 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher Gerard Perillo (Respondent) Former Municipal Securities Representative CRD No. 7589151 Pursuant to FINRA Rule 9216, Respondent Christopher Perillo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2023078663802data-portal.finra.orgfinra.org

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