Nex Systems
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Christopher Harrington Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/07/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061789201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher Harrington, Jr. (Respondent) Former General Securities Representative CRD No. 5250991 Pursuant to FINRA Rule 9216, Respondent Christopher Harrington, Jr. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019061789201data-portal.finra.orgfinra.org

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