Nex Systems
Type not stated

CHRISTOPHER J. BRUNERT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/19/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRISTOPHER J. BRUNERT (CRD No. 3055225), Respondent. Disciplinary Proceeding No. 2008012476701 Hearing Officer-LBB DEFAULT DECISION February 19, 2009 Respondent is barred from association with any member firm for conversion of customer funds in violation of Conduct Rules 2330(a) and 2110. He is also barred for failure to respond to requests for information in violation of Procedural Rule 8210 and

    Reference 2008012476701finra.orgdata-portal.finra.org

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