Nex Systems
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Christopher J. Passero

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/11/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066345701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher J. Passero (Respondent) Investment Company and Variable Contracts Products Representative and General Securities Representative CRD No. 2517681 Pursuant to FINRA Rule 9216, Respondent Christopher J. Passero submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,

    Reference 2020066345701data-portal.finra.orgfinra.org

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