Nex Systems
Type not stated

CHRISTOPHER JAMES NERI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/23/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher James Neri, Respondent General Securities Representative Investment Company/Variable Contract Products Representative CRD No. 4703664 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher James Neri ("Neri"), submit this Letter of Acceptance

    Reference 2009021029624data-portal.finra.orgfinra.org

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