Nex Systems
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CHRISTOPHER JOSEPH SIMON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/02/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110280222 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Joseph Simon, Respondent Registered Representative CRD No. 4134280 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Christopher Joseph Simon ("Simon") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2011028022201data-portal.finra.orgfinra.org

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