Nex Systems
Type not stated

CHRISTOPHER L. JACKE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/21/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2005003161001 TO: Department of Enforcement NASD RE: Christopher L. Jacke, Respondent General Securities Representative, CRD No. 3041945 Pursuant to Rule 9216 of NASD Code of Procedure, I, Christopher Jacke, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future

    Reference 2005003161001finra.orgdata-portal.finra.org

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