Nex Systems
Type not stated

CHRISTOPHER LANE SR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/22/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050005259-02 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Garden State Securities, Inc., Respondent Broker-Dealer CRD No. 10083 Ted Baturin, Respondent General Securities Representative CRD No. 2259696 Christopher Lane, Sr., Respondent General Securities Principal CRD No. 301668 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Garden State Securities, Inc.

    Reference 2005000525902finra.orgdata-portal.finra.org

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