Nex Systems
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Christopher Lee Goslin

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/06/2016: FlNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WA1VER AND CONSENT NO. 2014040343701 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Christopher Lee Goslin, Respondent General Securities Representative CRD No. 1720162 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher Lee Goslin ("Goslin" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2014040343701data-portal.finra.orgfinra.org

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