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Christopher Lowell Childers

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/18/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018058496901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Lowell Childers, Respondent CRD No. 2175772 Investment Company Shares and Variable Contracts Representative Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Christopher Lowell Childers ("Childers" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018058496901data-portal.finra.orgfinra.org

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