Nex Systems
Type not stated

CHRISTOPHER M. MORRIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/25/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRISTOPHER M. MORRIS (CRD No. 3140803), Respondent. Disciplinary Proceeding No. 20070094300 Hearing Officer-Andrew H. Perkins DEFAULT DECISION August 25, 2009 The Respondent is barred from associating with any FINRA member firm in any capacity for failing to respond to requests for information, in violation of Conduct Rule 2110 and Procedural Rule 8210.

    Reference 2007009430001data-portal.finra.orgfinra.org

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