Nex Systems
Type not stated

Christopher M. Roumayeh

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/20/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063147101 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Christopher M. Roumayeh, Respondent General Securities Representative CRD No. 4510051 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Christopher M. Roumayeh (“Roumayeh” or “Respondent”) submits this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063147101data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.