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Christopher Matthew Parr

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053249401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Matthew Parr, Respondent Former Registered Representative CRD No. 2110651 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher Matthew Parr, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2017053249401finra.orgdata-portal.finra.org

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