Nex Systems
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CHRISTOPHER MICHAEL MURTHA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011026705601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Michael Murtha, Respondent General Securities Representative CRD No. 2880315 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher Michael Murtha ("Murtha"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2011026705601data-portal.finra.orgfinra.org

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