Nex Systems
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CHRISTOPHER MICHAEL SANTIAGO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035537603 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Michael Santiago, Respondent CRD No. 5197164 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christopher Michael Santiago, ("Respondent" or "Santiago") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2013035537603data-portal.finra.orgfinra.org

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