Nex Systems
Type not stated

CHRISTOPHER NAPIER PRUITT

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/21/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008967401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Napier Pruitt, Respondent General Securities Representative CRD No. 3208693 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, or Respondent submits this Letter of Acceptance,

    Reference 2007008967401data-portal.finra.orgfinra.org

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