Nex Systems
Type not stated

CHRISTOPHER NAYLOR

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017553401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christopher Naylor, Respondent CRD No. 5654118 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Christopher Naylor ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rate violations

    Reference 2009017553401data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.