Nex Systems
Type not stated

CHRISTOPHER P. BLAKE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. CHRISTOPHER P. BLAKE Registered Representative (CRD No. 2983110) Respondent. Disciplinary Proceeding No. 2009016709001 Hearing Officer Lawrence B. Bernard ORDER ACCEPTING OFFER OF SETTLEMENT Date: December 7, 2009 INTRODUCTION Disciplinary Proceeding No. 2009016709001 was filed on August 20, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).

    Reference 2009016709001data-portal.finra.orgfinra.org

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