Nex Systems
Type not stated

Christopher P. Gallo

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/27/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2018056490321 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher P. Gallo (Respondent) General Securities Representative CRD No. 6045888 Pursuant to FINRA Rule 9216, Respondent Christopher P. Gallo submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018056490321data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.