Nex Systems
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CHRISTOPHER T. PAGANES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/17/2009: FINRA LETTER OF ACCEPTANCE, WAIVER AND CONSENT MATTER NO, 20080138504 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Maximum Financial Investment Group, Inc., Respondent Broker-Dealer CRD No. 40096 Christopher T. Paganes, Respondent Registered Principal CRD No. 2173707 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, the undersigned submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule

    Reference 2008013850401data-portal.finra.orgfinra.org

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