Nex Systems
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CHRISTOPHER WYNNE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/08/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. George Johnson (CRD No. 2245802), Christopher Wynne (CRD No. 4055280), Joseph Mahalick (CRD No.5563167), and Meyers Associates, L.P. (BD No. 34171), Respondents. Disciplinary Proceeding No. 2013035533701 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. This case involves myriad violations of the federal securities laws and FINRA's Rules based upon (i) market manipulation;

    02/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Christopher Wynne (CRD No. 4055280), Respondent. Disciplinary Proceeding No. 2013035533701 Hearing Officer - KBW ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 18, 2016 INTRODUCTION Disciplinary Proceeding No. 2013035533701 was filed on April 8, 2015, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Christopher Wynne

    Reference 2013035533701data-portal.finra.orgdata-portal.finra.orgfinra.org

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