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CIG INVESTMENT GROUP LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/15/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006518903 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: CIG Investment Group, LLC, Respondent CRD No.I1853 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent CIG Investment Group, LLC ("CIG" or "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the

    Reference 2006006518903data-portal.finra.orgfinra.org

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