Nex Systems
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Cindy Maria Fuzie

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/15/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055024201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cindy Maria Fuzie, Respondent CRD No. 5222145 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Cindy Maria Fuzie ("Fuzie" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2017055024201data-portal.finra.orgfinra.org

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