Nex Systems
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CINTHIA ELIZABETH MARQUEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/01/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044618501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cinthia Elizabeth Marquez, ("Respondent" or "Marquez" ) Investment Company Products/Variable Contracts Representative CRD No. 6183962 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a

    Reference 2015044618501data-portal.finra.orgfinra.org

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