Nex Systems
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CITADEL DERIVATIVES GROUP LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/08/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20060049362-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Citadel Derivatives Group LLC, Respondent Broker-Dealer CRD No. 116797 Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Citadel Derivatives Group LLC (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2006004936201finra.orgdata-portal.finra.org

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