Nex Systems
Type not stated

CJS SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/20/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C3A050031 TO: Department of Enforcement NASD RE: CJS Securities, Inc., Member, Respondent CRD No. 44823 Pursuant to Ruie 9216 of NASD Code of Procedure, CJS Securities, Inc. [Respondent or the firm] submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference C3A050031finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.