Nex Systems
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CLEOVAN E. JORDAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/23/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006004122501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Terra Nova Financial, LLC (BD # 37761) Cleovan E. Jordan, Former Registered Representative (CRD # 1216254) Joshua D. Teuber (CRD # 2828475) David P. Persenaire (CRD # 1895839) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Terra Nova Financial, LLC ("Terra Nova" or "the Firm"), Cleovan E. Jordan ("Jordan"),

    Reference 2006004122501data-portal.finra.orgfinra.org

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