Nex Systems
Type not stated

CLIFFORD DEVASTEY

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/24/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CLIFFORD DEVASTEY (CRD No. 4970055), Respondent. Disciplinary Proceeding No.2007008640401 Hearing Officer - AWH DEFAULT DECISION December 24, 2008 Respondent is suspended for two years from associating with any FINRA member in any capacity and fined $5,000 for forging documents, in violation of NASD Rule 2110.

    Reference 2007008640401data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.