Nex Systems
Type not stated

CLYDE NAKAOKA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050021169-01 TO: Department of Enforcement NASD RE: Clyde Nakaoka, Respondent General Securities Representative General Securities Sales Supervisor CRD No. 1033250 Pursuant to Rule 9216 of NASD Code of Procedure, I, Clyde Nakaoka ("Nakaoka"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if

    Reference 2005002116901finra.orgdata-portal.finra.org

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