Nex Systems
Type not stated

COADY DIEMAR PARTNERS LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008011683801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Coady Diemar Partners, LLC, Respondent Member Firm CRD No. 128334 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2008011683801finra.orgdata-portal.finra.org

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