Nex Systems
Type not stated

COASTAL SECURITIES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010020844501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Coastal Securities, Inc., Respondent CRD No. 27834 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Coastal Securities, Inc. ("Coastal" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2010020844501data-portal.finra.orgfinra.org

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