Nex Systems
Type not stated

Coburn and Meredith Inc.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/17/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022722201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Coburn & Meredith, Inc., Respondent Member Firm BD No. 164 Elizabeth Coburn Derway, Respondent Financial and Operations Principal, General Securities Principal, and General Securities Representative CRD No. 1873991 Pursuant to FINRA Rule 9216 if FINRA's Code of Procedure, we submit this Letter of Acceptance, Waiver and Consent

    Reference 2010022722201data-portal.finra.orgfinra.org

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