Nex Systems
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Cody Nix Wilson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/07/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065661701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Cody Nix Wilson (Respondent) General Securities Representative Municipal Securities Representative CRD No. 4474329 Pursuant to FINRA Rule 9216, Respondent Cody Nix Wilson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020065661701data-portal.finra.orgfinra.org

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