Nex Systems
Type not stated

COMMERCE SQUARE LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/23/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016131201 TO: Department of Enforcement Financial Industry Regulatory Authority RE: Commerce Square, LLC, Respondent CRD No. 26554 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Commerce Square, LLC submits this Letter of Acceptance, Waiver and Consent for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will

    Reference 2009016131201data-portal.finra.orgfinra.org

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