Nex Systems
Type not stated

Conor Knox Hobert

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/03/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047826301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Conor Knox Hobert, Respondent General Securities Representative Uniform Securities Agent CRD No. 6361123 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure,

    Reference 2015047826301data-portal.finra.orgfinra.org

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