Nex Systems
Type not stated

CONSOLIDATED FINANCIAL INVESTMENTS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/24/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OFACCEPTANCE, WAIVER, AND CONSENT NO. 2016048239901 TO: Department or Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Consolidated Financial Investments, Inc., Repondent ("Consolidated Financial") CRD No. 18810 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Consolidated Financial submits this Letter of Acceptance, Waiver, and Consent ("AWC'" for the purpose of proposing

    Reference 2016048239901data-portal.finra.orgfinra.org

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