Nex Systems
Type not stated

Constantinos Maniatis

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019062788601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Constantinos Maniatis (Respondent) Former General Securities Representative CRD No. 4253356 Pursuant to FINRA Rule 9216, Respondent Constantinos Maniatis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019062788601data-portal.finra.orgfinra.org

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