Nex Systems
Type not stated

CORBETT L. HANKINS Jr.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/12/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant vs. CORBETT L. HANKINS, JR. Limited Registered Representative (CRD No. 2791989) Disciplinary Proceeding No. 2009016709002 Hearing Officer Rochelle S. Hall ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 12, 2010 INTRODUCTION Disciplinary Proceeding No. 2009016709002 was filed on October 7, 2009, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA)

    Reference 2009016709002data-portal.finra.orgfinra.org

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