Nex Systems
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Corey Alexander Johnson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/24/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061906301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Corey Alexander Johnson (Respondent) General Securities Representative CRD No. 5752206 Pursuant to FINRA Rule 9216, Respondent Corey Alexander Johnson submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019061906301data-portal.finra.orgfinra.org

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