Nex Systems
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COREY M. PATICK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0220040528 TO: Department of Enforcement NASD RE: Corey M. Patrick, Respondent General Securities Representative General Securities Sales Supervisor CRD No. 2745094 Pursuant to Rule 3216 of NASD Code of Procedure, I, Corey M. Patick ("Patrick"), submit this Letter of Acceptance,Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on

    Reference E022004052804data-portal.finra.orgfinra.org

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