Nex Systems
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COREY VERNON DARLING

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090203071 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Corey Vernon Darling CRD No. 4005873 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Corey Vernon Darling ("Darling"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2009020307101data-portal.finra.orgfinra.org

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