Nex Systems
Type not stated

COUCH FINANCIAL SERVICES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/15/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080127282 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA'") RE: Couch Financial Services, Inc. (CRD No. 130559) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Couch Financial Services, Inc. (''Couch Financial" or "'Respondent'") submits this Letter of Acceptance. Waiver add Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2008012728201finra.orgdata-portal.finra.org

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