Nex Systems
Type not stated

COUNTRY CLUB FINANCIAL SERVICES INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/27/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE,WAIVER AND CONSENT NO. 2008012090601 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") Country Club Financial Services, Inc. Respondent Broker Dealer CRD No. 29807 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Country Club Financial Services, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC")

    Reference 2008012090601data-portal.finra.orgfinra.org

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