Nex Systems
Type not stated

CRAIG DIXSON

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/28/2006: NASD OFFICE OF HEARING OFFICERS Market Regulation Department, Complainant, v. Craig Dixson (CRD No. 3064467), Respondent. Disciplinary Proceeding No. CMS 040165 Hearing Officer: SNB ORDER ACCEPTING OFFER OF SETTLEMENT OF CRAIG DIXSON Date: February 28,2006 Disciplinary proceeding number CMS 040165 was filed on October 11, 2004 by the Department of Market Regulation of NASD ("Complainant"). Respondent Craig Dixson

    Reference CMS040165data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.