Nex Systems
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CRAIG LAMONT MILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/17/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024183801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Craig Lamont Miller, Respondent Registered Representative CRD No. 1184029 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Craig Lamont Miller submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2010024183801data-portal.finra.orgfinra.org

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