CRAIG S. TADDONIO
Regulator actionUnited States. Named in 2 sanctions listings.
Sanctions and listings2
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/19/2023: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 97325 / April 19, 2023 Admin. Proc. File Nos. 3-19007, 3-19012 In the Matter of the Applications of Edward Beyn and Craig S. Taddonio For Review of Disciplinary Action Taken by FINRA Opinion of the Commission REGISTERED SECURITIES ASSOCIATION – REVIEW OF DISCIPLINARY PROCEEDINGS FINRA barred former registered representative of FINRA member firm from associating with any member firm after it found that he excessively traded and churned customer accounts and made an unsuitable recommendation to a customer.
Reference 2015044823502finra.orgdata-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/19/2023: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 97325 / April 19, 2023 Admin. Proc. File Nos. 3-19007, 3-19012 In the Matter of the Applications of Edward Beyn and Craig S. Taddonio For Review of Disciplinary Action Taken by FINRA Opinion of the Commission REGISTERED SECURITIES ASSOCIATION – REVIEW OF DISCIPLINARY PROCEEDINGS FINRA barred former registered representative of FINRA member firm from associating with any member firm after it found that he excessively traded and churned customer accounts and made an unsuitable recommendation to a customer.
Reference 2015044823501finra.orgdata-portal.finra.org
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