Nex Systems
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Craig Sherman Thistlethwaite

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/24/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023077934901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Craig Sherman Thistlethwaite (Respondent) Former General Securities Representative and Former General Securities Sales Supervisor CRD No. 2507050 Pursuant to FINRA Rule 9216, Respondent Craig Sherman Thistlethwaite submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2023077934901data-portal.finra.orgfinra.org

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